Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria Hsinmei Chen is a financial advisor with LPL Financial LLC. Gloria has been in the financial industry since 2013 and has worked for a number of firms, including J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and BancWest Investment Services, Inc. Gloria is registered with the state of California to offer investment advice. Gloria is licensed to offer various financial products and services, including securities, investment company products, and variable contracts. Gloria is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (MONTEREY PARK CA)
CA
06/02/2022 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (MONTEREY PARK CA)
CA
10/27/2016 - 05/05/2022
CITIGROUP GLOBAL MARKETS INC. (ARCADIA CA)
CA
08/30/2013 - 11/02/2016
J.P. MORGAN SECURITIES LLC (MONTEREY PARK CA)
BOTH
Issued 08/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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