Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria Garguilo is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Gloria has been in the financial industry since 2001. Gloria has a strong background in providing investment advice to a variety of clients, including individuals, families, and businesses. Gloria is committed to providing her clients with personalized service and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/20/2024 - Present
Wells Fargo Advisors Financial Network, LLC (FLORHAM PARK NJ)
NJ
01/25/2022 - 04/19/2024
WELLS FARGO CLEARING SERVICES, LLC (TOTOWA NJ)
NJ
04/17/2013 - 07/02/2021
WELLS FARGO CLEARING SERVICES, LLC (FLORHAM PARK NJ)
NY
10/06/2008 - 04/15/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
12/04/2003 - 10/07/2008
WACHOVIA SECURITIES, LLC (WAYNE NJ)
NY
05/09/2001 - 12/04/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
02/05/2001 - 05/14/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 06/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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