Unclaimed
Gloria Ann Holt is a financial advisor with Cetera Advisor Networks LLC in Minneapolis, Minnesota. Gloria has been in the financial services industry since 1999, holding FINRA Series 6, 7, and 63 licenses. Gloria has experience working with clients in both Minnesota and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/10/2023 - Present
Cetera Advisor Networks LLC (MINNEAPOLIS MN)
MN
03/28/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/28/2014 - 10/18/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
10/05/2005 - 01/07/2014
CUNA BROKERAGE SERVICES, INC. (APPLE VALLEY MN)
CA
02/23/1999 - 09/19/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 03/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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