Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria A. Dowiak is a financial advisor with over 20 years of experience in the industry. Gloria A. Dowiak is currently registered with Cambridge Investment Research Advisors, Inc. Gloria A. Dowiak has been a registered representative since 2003 and has held previous positions with LPL FINANCIAL LLC and AIG RETIREMENT ADVISORS, INC. Gloria A. Dowiak is a Chartered Financial Consultant and holds several industry licenses including the Series 6, 7, 63 and 65 exams. Gloria A. Dowiak is a dedicated financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
03/01/2013 - Present
Cambridge Investment Research Advisors, Inc. (HOUSTON TX)
TX
12/02/2008 - 03/25/2013
LPL FINANCIAL LLC (HOUSTON TX)
TX
01/30/2003 - 12/11/2008
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
IA
Issued 03/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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