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Glenna Reyes

Broadridge Business Process Outsourcing, LLC

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About Glenna Reyes

Glenna Reyes is a financial professional with over 20 years of experience in the industry. Glenna is currently registered with Broadridge Business Process Outsourcing, LLC, where she has been employed since January 2013. Glenna has held previous positions with Ridge Clearing & Outsourcing Solutions, Inc., Banc of America Securities LLC, and Rochdale Investment Management Inc. Glenna has earned the Series 63, Series 27, Series 99TO, SIE, and Series 7 licenses. Glenna is registered in New York.

Firm Information

Glenna Reyes is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Glenna Reyes’s Registration & Firm History

NY

01/25/2013 - Present

Broadridge Business Process Outsourcing, LLC (Edgewood NY)

NY

10/28/2004 - 06/01/2012

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (LAKE SUCCESS NY)

NY

10/07/1998 - 11/01/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/09/1998 - 10/02/1998

ROCHDALE INVESTMENT MANAGEMENT INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Glenna Reyes.
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