Unclaimed
Glenna Reyes is a financial professional with over 20 years of experience in the industry. Glenna is currently registered with Broadridge Business Process Outsourcing, LLC, where she has been employed since January 2013. Glenna has held previous positions with Ridge Clearing & Outsourcing Solutions, Inc., Banc of America Securities LLC, and Rochdale Investment Management Inc. Glenna has earned the Series 63, Series 27, Series 99TO, SIE, and Series 7 licenses. Glenna is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/25/2013 - Present
Broadridge Business Process Outsourcing, LLC (Edgewood NY)
NY
10/28/2004 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (LAKE SUCCESS NY)
NY
10/07/1998 - 11/01/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/09/1998 - 10/02/1998
ROCHDALE INVESTMENT MANAGEMENT INC. (NEW YORK NY)
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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