Unclaimed
Glenn Steven Stempler is a financial advisor who has been working in the industry since 1993. Glenn is currently registered with LPL Financial LLC and is licensed in Florida and North Carolina. Glenn has a long history of experience in the industry and has worked for a number of other firms including H. Beck, Inc., Gunnallen Financial, Inc, Statetrust Investments Inc. and R.M. Stark & Co., Inc. Glenn is a Series 7, Series 24, Series 3, Series 4, Series 53, Series 63, Series 66 and Series 99TO licensed professional. Glenn offers financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/12/2013 - Present
LPL Financial LLC (NEW SMYRNA BEACH FL)
MD
05/26/2010 - 10/26/2012
H. BECK, INC. (ROCKVILLE MD)
FL
06/24/2008 - 03/23/2009
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
04/12/2004 - 05/08/2008
STATETRUST INVESTMENTS INC. (MIAMI FL)
FL
04/24/2003 - 06/13/2003
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
NY
02/23/2000 - 07/18/2001
ONE FINANCIAL NETWORK, LLC (NEW YORK NY)
FL
09/24/1997 - 11/29/1999
SECWEST SECURITIES, INC. (FT. LAUDERDALE FL)
NA
04/05/1995 - 07/10/1997
JACK WHITE & COMPANY, INC.
NY
06/02/1994 - 02/01/1995
QUICK & REILLY, INC. (NEW YORK NY)
KS
08/07/1990 - 07/05/1994
IVY MACKENZIE DISTRIBUTORS, INC. (OVERLAND PARK KS)
NA
04/27/1988 - 12/22/1989
MULTIVEST SECURITIES, INC.
NA
03/19/1986 - 04/18/1986
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 09/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/26/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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