Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Baker is a financial advisor with over 30 years of experience in the industry. Glenn has a strong track record of providing investment advice and financial planning services to individuals, families, and businesses. He is currently registered with Raymond James & Associates, Inc. and has previously worked with P.J. Robb Variable Corporation, ING Financial Partners, Inc., Hornor, Townsend & Kent, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Glenn holds Series 6, 7, 24, and 63 licenses and has earned the SIE designation. He is committed to providing his clients with personalized financial solutions tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/20/2009 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
07/25/2008 - 11/23/2009
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
FL
08/10/2006 - 03/17/2008
ING FINANCIAL PARTNERS, INC. (TAMPA FL)
FL
03/07/1996 - 08/01/2006
HORNOR, TOWNSEND & KENT, INC. (TAMPA FL)
NJ
05/19/1988 - 03/05/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/19/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 01/31/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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