Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Schwalje is a financial professional with over 20 years of experience in the financial services industry. Glenn's experience includes working with clients in a variety of roles, including as a registered representative, branch manager, and Chief Compliance Officer. Glenn has held leadership positions at several financial institutions, including World Equity Group, Inc., Loria Financial Group, LLC, Indiana Merchant Banking and Brokerage Co., Inc., and Stonewall Investments, Inc. Currently, Glenn is the Chief Compliance Officer for Financial Security Advisory, Inc., a Registered Investment Adviser. Glenn holds a variety of licenses and certifications, including Series 7, 9, 10, 24, 27, 30, 52, 53, 63, and 65. Glenn is a highly experienced and knowledgeable financial professional with a strong track record of success. Glenn is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
01/12/2024 - Present
Financial Security Advisory Inc. (VIRGINIA BEACH VA)
TN
06/20/2024 - 08/15/2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
IL
07/15/2022 - 08/25/2023
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
NY
05/01/2023 - 08/11/2023
MIAC CAPITAL MARKETS LLC (NEW YORK NY)
KS
01/03/2023 - 06/06/2023
LODAS SECURITIES, LLC (OVERLAND PARK KS)
IL
08/24/2018 - 09/20/2021
WORLD EQUITY GROUP, INC. (ARLINGTON HEIGHTS IL)
IL
05/07/2013 - 10/04/2016
LORIA FINANCIAL GROUP, LLC (BURR RIDGE IL)
IL
08/22/2011 - 05/06/2013
IBS SECURITIES, LLC (VILLA PARK IL)
IN
06/30/2011 - 10/21/2011
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC. (INDIANAPOLIS IN)
TN
08/14/2007 - 10/06/2011
STONEWALL INVESTMENTS, INC. (MEMPHIS TN)
CA
05/04/2010 - 11/23/2010
THREEPOINT CAPITAL GROUP, LLC (WOODLAND HILLS CA)
IN
01/28/2008 - 05/21/2009
ASH SECURITIES WHOLESALING, INC. (FORT WAYNE IN)
IL
04/02/2007 - 07/24/2007
MORGAN STANLEY & CO., INCORPORATED (CHICAGO IL)
IL
03/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
IL
06/22/2005 - 04/27/2006
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
08/05/2002 - 07/20/2005
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
MO
05/11/2001 - 05/22/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IL
06/25/1999 - 03/30/2001
OAK BROOK SECURITIES CORP. (OAKBROOK TERRACE IL)
NA
07/25/1997 - 12/23/1997
PORTFOLIO MANAGEMENT, INC.
NE
01/13/1994 - 06/06/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 01/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/13/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/18/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/04/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/01/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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