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Glenn Scott Cochin

Wall Street Access

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About Glenn Scott Cochin

Glenn Cochin is a financial professional with over 28 years of experience in the industry. Glenn is currently registered with Wall Street Access and holds the Series 7, Series 24, and Series 63 licenses. Glenn has previously worked for TRADE MANAGE CAPITAL, INC., CGF SECURITIES, LLC, DALTON KENT SECURITIES GROUP, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., BLUESTONE CAPITAL PARTNERS, L.P., LAIDLAW EQUITIES, INC., NICHOLS, SAFINA, LERNER & CO. INC., HANOVER, STERLING & COMPANY LTD., and JOSEPHTHAL LYON & ROSS INCORPORATED. Glenn is registered in 27 states. Glenn's experience spans a range of financial services, offering comprehensive guidance and solutions to clients across multiple jurisdictions.

Firm Information

Glenn Cochin is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Glenn Cochin’s Registration & Firm History

NJ

04/26/2018 - Present

Wall Street Access (Park Ridge NJ)

NJ

09/19/2002 - 04/23/2018

TRADE MANAGE CAPITAL, INC. (SADDLE BROOK NJ)

FL

07/09/2001 - 09/20/2002

CGF SECURITIES, LLC (BOCA RATON FL)

NY

01/30/2001 - 07/09/2001

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

FL

07/21/2000 - 01/31/2001

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

NY

01/03/1997 - 07/25/2000

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

07/22/1996 - 01/06/1997

LAIDLAW EQUITIES, INC. (NEW YORK NY)

NY

03/20/1995 - 08/20/1996

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

NY

02/13/1995 - 07/11/1995

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

NY

03/06/1995 - 04/07/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Glenn Scott Cochin.
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