Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Rodriguez is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He is based in LAKE MARY, FL and has been working in the financial services industry since May 1997. He is registered with the Securities and Exchange Commission (SEC) and has a Series 7, Series 63, and Series 65 license. He also holds a Series SIE license. Glenn Rodriguez is an experienced advisor with a proven track record of success. He has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. for many years and has served a variety of clients, including individuals, families, corporations and institutions. He specializes in retirement planning, college savings, investment management, and estate planning. He has a strong understanding of the financial markets and a commitment to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/16/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE MARY FL)
NY
04/18/1997 - 05/27/1997
VTR CAPITAL, INC. (NEW YORK NY)
IA
Issued 09/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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