Unclaimed
Glenn Roderick Larson is a financial advisor with over 23 years of experience in the financial services industry. Glenn is currently registered with Foreside Fund Services, LLC in Minnesota. Glenn has held previous positions with COMPASS DISTRIBUTORS, LLC, RAFFERTY CAPITAL MARKETS, LLC, U.S. BANCORP INVESTMENTS, INC., C.R.I. SECURITIES, INC., SECURIAN FINANCIAL SERVICES, INC. and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Glenn has passed the Series 6, 7, 24, 26, 66 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/09/2022 - Present
Foreside Fund Services, LLC (Minneapolis MN)
MN
03/07/2022 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (Minneapolis MN)
NY
03/08/2005 - 03/07/2022
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
MN
08/01/2003 - 02/16/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
10/22/1999 - 07/16/2003
C.R.I. SECURITIES, INC. (ST. PAUL MN)
MN
09/03/1999 - 07/16/2003
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
WI
02/08/1999 - 08/25/1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 12/08/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2003
Series 4 - Registered Options Principal Examination
BC
Issued 05/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/20/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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