Unclaimed
Glenn Richard Tobias is a financial advisor with over 11 years of experience in the industry. Glenn is registered with FTI Capital Advisors, LLC, and is currently licensed in 19 states. Glenn has held registrations with FINRA and is also licensed with the state of Florida. Glenn's areas of expertise include securities industry essentials, limited representative-private securities offerings, and investment banking registered representative examinations. Glenn has a strong track record of success in providing financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/28/2012 - Present
FTI Capital Advisors, LLC (Miami FL)
BC
Issued 10/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2013
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 05/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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