Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn McGowan is a financial professional with over 17 years of experience in the industry. Glenn is currently registered with RBC Capital Markets, LLC and holds a Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 79TO and SIE licenses. Prior to joining RBC Capital Markets, LLC, Glenn worked at TD Securities (USA) LLC, Goldman, Sachs & Co. and Orbit II Partners, L.P. Glenn has a strong track record of success in providing financial advice and investment management services to a wide range of clients, including individuals, businesses, and institutions. Glenn is committed to providing his clients with personalized financial advice and investment strategies that are designed to meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/08/2013 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/25/2012 - 04/04/2013
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
09/04/2006 - 02/03/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/19/2004 - 08/26/2004
ORBIT II PARTNERS, L.P. (NEW YORK NY)
BC
Issued 08/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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