Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn R. Rudy is a financial advisor at Wells Fargo Clearing Services, LLC. Glenn has been in the industry for over 40 years and has a strong background in providing investment advice to a variety of clients. He specializes in working with individuals, corporations, and institutional clients. Glenn offers a variety of financial services, including investment management, financial planning, and pension consulting. Glenn has a deep understanding of the financial markets and a commitment to providing his clients with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (MELVILLE NY)
NY
05/11/2016 - 09/02/2016
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
08/21/2009 - 05/12/2016
WELLS FARGO ADVISORS, LLC (MELVILLE NY)
NJ
12/15/1981 - 08/03/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
05/28/1980 - 12/27/1981
THOMSON MCKINNON SECURITIES INC.
NA
09/26/1978 - 05/28/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/26/1979 - 01/16/1980
BOETTCHER & COMPANY
NA
10/23/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 03/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/27/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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