Unclaimed
Glenn Autorino is a securities professional with over 25 years of experience in the industry. Glenn currently is registered with Smbc Nikko Securities America, Inc. Prior to this, Glenn was registered with U.S. Bancorp Investments, Inc., GE Capital Markets, Inc. and BNY Capital Markets Inc. Glenn has passed the Series 7, Series 24, Series 63, Series 79 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/17/2016 - 09/27/2018
U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)
CT
08/07/2007 - 07/14/2016
GE CAPITAL MARKETS, INC. (NORWALK CT)
NY
05/13/1996 - 08/17/2007
BNY CAPITAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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