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Glenn Owen Smith

Charles Schwab & CO., Inc.

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About Glenn Owen Smith

Glenn Owen Smith is a financial advisor currently registered with Charles Schwab & CO., Inc. Glenn has been in the financial industry since June 24, 1999 and has been registered with Charles Schwab & CO., Inc. since October 10, 2007. Glenn holds the Series 63 and Series 65 licenses and is also a registered representative with FINRA. In addition to his current position with Charles Schwab & CO., Inc., Glenn has previously worked with Barclays Global Investors Services and Charles Schwab & CO., Inc.. Glenn is located in GREENBRAE, CA.

Firm Information

Glenn Smith is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Glenn Smith’s Registration & Firm History

CA

10/10/2007 - Present

Charles Schwab & CO., Inc. (GREENBRAE CA)

CA

11/27/2001 - 11/30/2006

BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)

TX

12/13/1996 - 03/24/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

IA

Issued 04/02/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Glenn Owen Smith.
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