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Glenn Miller

ING Financial Markets LLC

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About Glenn Miller

Glenn Miller is a securities professional with over 20 years of experience in the financial industry. Glenn has been with ING Financial Markets LLC since October 2014. Prior to that, Glenn was registered with Scotia Capital (USA) Inc. and J.P. Morgan Securities Inc. Glenn is licensed in Florida, New Jersey and New York. He is a Series 63, 7, and SIE licensed advisor.

Firm Information

Glenn Miller is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Glenn Miller’s Registration & Firm History

NY

10/28/2014 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

09/20/2010 - 07/22/2014

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

06/09/1997 - 10/22/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Glenn Miller.
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