Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Michael Smith is a financial advisor with over 20 years of experience in the industry. Glenn is currently registered with Baron Capital, Inc. and previously held positions at J.P. Morgan Institutional Investments Inc., Van Eck Securities Corporation, Dreyfus Service Corporation, and Pruco Securities Corporation. Glenn holds a variety of licenses and certifications including Series 3, 6, 7, 24, and 63. Glenn has also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/24/2015 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
01/30/2014 - 07/14/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
04/26/2005 - 01/10/2014
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
NY
12/12/2003 - 04/19/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
06/26/2000 - 01/31/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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