Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn K. Pollack is an investment advisor representative with Osaic Wealth, Inc. Glenn has over 25 years of experience in the financial services industry. Glenn is a registered representative with the state of California and holds Series 7, 24, 52, 53, 63, 66, 79TO, and SIE licenses. Previously, Glenn worked for several other firms, including Woodbury Financial Services, Inc., PlanMember Securities Corporation, Cetera Advisor Networks LLC, Girard Securities, Inc., LPL Financial LLC, UVEST Financial Services Group, Inc., Commonwealth Financial Network, TD Waterhouse Investor Services, Inc., and Investors Associates, Inc. Glenn provides financial planning, portfolio management, and educational seminars to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/19/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
10/04/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CA
08/29/2022 - 10/03/2022
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
CA
12/01/2017 - 10/28/2020
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
TX
11/01/2017 - 11/08/2017
CETERA ADVISOR NETWORKS LLC (THE WOODLANDS TX)
CA
05/10/2013 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
01/04/2008 - 11/21/2012
LPL FINANCIAL LLC (SAN DIEGO CA)
NC
08/07/2009 - 12/22/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
02/17/2006 - 12/03/2007
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
NE
05/05/1999 - 06/21/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
08/10/1995 - 08/04/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NJ
05/23/1994 - 04/20/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 11/02/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/13/2022
Series 4 - Registered Options Principal Examination
BC
Issued 05/03/2000
Series 14 - Compliance Officer Examination
BC
Issued 05/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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