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Glenn Joseph Lempe

Mount Yale Investment Advisors, LLC

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About Glenn Joseph Lempe

Glenn Lempe is an investment advisor representative with Mount Yale Investment Advisors, LLC. Glenn has been active in the financial industry since July 1991. In addition to his role at Mount Yale Investment Advisors, LLC, Glenn also owns and operates Glenn J. Lempe, Inc. where he provides fixed insurance and investment services. Glenn currently holds Series 63, Series 7, and SIE licenses. Glenn also has experience with LPL FINANCIAL LLC and Ameriprise Financial Services, Inc. Glenn's previous experience includes a variety of roles in the financial services industry. Glenn specializes in providing investment advice to individuals and families, investment companies, and charitable organizations. Glenn is licensed in multiple states and has a long history of experience in the financial services industry.

Firm Information

Glenn Lempe is currently registered with Mount Yale Investment Advisors, LLC. Mount Yale Investment Advisors, LLC is a Denver, CO-based investment advisor with $2,187,125,977 in regulatory assets under management. They serve individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and other investment advisors. Their services include financial planning, portfolio management for individuals, selection of other advisors, and consulting.
Mount Yale Investment Advisors, LLC

1580 LINCOLN STREET

DENVER, CO 80203

$2.19B

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Glenn Lempe’s Registration & Firm History

MN

01/10/2024 - Present

Mount Yale Investment Advisors, LLC (Plymouth MN)

MN

07/17/2006 - 01/09/2024

LPL FINANCIAL LLC (PLYMOUTH MN)

MN

07/23/1991 - 07/21/2006

AMERIPRISE FINANCIAL SERVICES, INC. (EDINA MN)

MN

07/23/1991 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/29/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Glenn Joseph Lempe.
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