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Glenn Joseph Fama

Wells Fargo Advisors Financial Network, LLC

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About Glenn Joseph Fama

Glenn Joseph Fama is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Glenn is based in San Francisco, CA and has been in the financial services industry since 1987. Glenn has experience in both brokerage and investment advisory services. Glenn works with a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Glenn Fama is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Glenn Fama’s Registration & Firm History

CA

11/30/2015 - Present

Wells Fargo Advisors Financial Network, LLC (SAN FRANCISCO CA)

CA

09/15/2000 - 02/29/2008

UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)

MO

10/18/1993 - 09/20/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NJ

08/12/1987 - 10/26/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

04/21/1987 - 05/07/1987

WEDBUSH, NOBLE, COOKE, INC

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Licenses & Designations

IA

Issued 12/24/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Glenn Joseph Fama. Review regulatory record here.
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