Unclaimed
Glenn Homer Griffin is a financial advisor registered with LPL Financial LLC. Glenn is a registered representative in Colorado and Texas. Glenn has been in the securities industry for over 22 years. Prior to joining LPL Financial LLC, Glenn worked for INVESTMENT CENTERS OF AMERICA, INC. and INVESTMENT PROFESSIONALS, INC. Glenn holds Series 63, Series 66, Series 7, and SIE licenses. Glenn has a history of working with individuals, corporations, and institutions. Glenn has experience in providing financial planning, consulting, and other non-discretionary advisory services. Glenn is also registered as an Investment Advisor Representative in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/29/2017 - Present
LPL Financial LLC (JOURDANTON TX)
TX
05/13/2013 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (NEW BRAUNFELS TX)
TX
08/20/2004 - 06/10/2013
INVESTMENT PROFESSIONALS, INC. (NEW BRAUNFELS TX)
MO
01/12/2001 - 09/07/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 09/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Glenn Griffin is the right advisor for you? Invested Better is here to help.