Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Hall Ratcliffe is a financial advisor with over 30 years of experience in the industry. Glenn has been registered with Janney Montgomery Scott LLC since August 2018. Glenn is a CERTIFIED FINANCIAL PLANNER™ professional and holds a Series 3, 7, 9, 10, 63, and 65 license. Glenn previously worked at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Glenn is a member of the Finance Committee at Trinity Episcopal Church in Southport, Connecticut. Glenn has a strong background in providing financial planning services to individuals, businesses, and trusts. Glenn is registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
08/17/2023 - Present
Janney Montgomery Scott LLC (FAIRFIELD CT)
CT
01/01/2008 - 09/04/2018
WELLS FARGO CLEARING SERVICES, LLC (NEW HAVEN CT)
CT
04/28/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SOUTHPORT CT)
NY
01/08/1988 - 05/12/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/13/1985 - 02/10/1988
E. F. HUTTON & COMPANY INC
NA
12/12/1983 - 10/09/1985
PAINEWEBBER INCORPORATED
IA
Issued 12/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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