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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Franklin Fuller is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Glenn has been in the securities industry since April 5, 1967, with previous affiliations at Fahnestock & Co., Inc., Fahnestock International Inc., McDonald & Company Securities, Inc., Tucker Anthony Incorporated, and Nordberg Capital Inc. Glenn has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, banking or thrift institutions, state or municipal government entities. Glenn has passed a variety of exams, including the Uniform Investment Adviser Law Examination (Series 65), Uniform Securities Agent State Law Examination (Series 63), General Securities Sales Supervisor - Options Module Examination (Series 9), General Securities Sales Supervisor - General Module Examination (Series 10), Municipal Securities Principal Examination (Series 53), Registered Options Principal Examination (Series 4), NYSE Branch Manager Examination (Series 12), General Securities Principal Examination (Series 24), Municipal Securities Representative Examination (Series 52TO), General Securities Representative Examination (Series 7TO), Securities Industry Essentials Examination (SIE), Interest Rate Options Examination (Series 5), Foreign Currency Options Examination (Series 15), National Commodity Futures Examination (Series 3), and AMEX Put and Call Exam (PC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/05/2001 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
NY
11/23/1990 - 06/17/1991
NORDBERG CAPITAL INC. (NEW YORK NY)
MA
06/01/1988 - 08/07/1990
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
04/13/1988 - 06/15/1988
FAHNESTOCK & CO., INC.
NA
04/01/1987 - 04/13/1988
FAHNESTOCK INTERNATIONAL INC.
NA
04/05/1967 - 04/06/1987
MCDONALD & COMPANY SECURITIES, INC.
IA
Issued 09/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/1987
Series 4 - Registered Options Principal Examination
BC
Issued 04/14/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 06/02/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1992
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1992
Series 15 - Foreign Currency Options Examination
BC
Issued 09/23/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 04/03/1967
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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