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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Eric Fels is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 35 years of experience in the financial services industry. Glenn is currently registered in 30 states as a broker and in two states as an investment advisor. Glenn has passed Series 7, Series 63, and Series 65 exams. Glenn has worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Philips, Appel & Walden, Inc. Glenn specializes in providing investment advice to individuals, corporations, and high-net-worth individuals. Glenn is also a registered investment advisor and is registered to provide investment advice to individuals, trusts, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/27/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YARDLEY PA)
PA
06/01/2009 - 06/26/2009
MORGAN STANLEY SMITH BARNEY (NEWTOWN PA)
PA
01/03/1986 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWTOWN PA)
NA
04/25/1985 - 04/19/1986
PHILIPS, APPEL & WALDEN, INC.
NA
08/21/1984 - 12/07/1984
ASIEL & CO.
IA
Issued 07/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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