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Glenn Eric Black

Northwestern Mutual Investment Services, LLC

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About Glenn Eric Black

Glenn Eric Black is a financial advisor with Northwestern Mutual Investment Services, LLC and has been in the industry since 1997. Glenn has Series 6, 7, 26, 63 and 65 licenses, in addition to the SIE exam. Glenn's experience includes working with Robert W. Baird & Co. Incorporated. Glenn specializes in providing investment advice and referrals to other advisors. Glenn also offers insurance products through Northwestern Mutual.

Firm Information

Glenn Black is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

10070 DANIELS INTERSTATE CT

FORT MYERS, FL 33913

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Glenn Black’s Registration & Firm History

FL

07/03/2013 - Present

Northwestern Mutual Investment Services, LLC (FORT MYERS FL)

WI

02/13/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 7/1/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/4/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/13/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/25/2011

Series 7 - General Securities Representative Examination

BC

Issued 1/10/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Glenn Eric Black. Review regulatory record here.
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