Unclaimed
Glenn Roebuck has been working in the financial services industry since 1983 and is currently an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Glenn Roebuck is registered with FINRA and in 9 states. In the past Glenn Roebuck has worked for Robert W. Baird & Co. Incorporated. Glenn Roebuck is licensed to sell a variety of investment products including investment company products/variable contracts, and has taken the Securities Industry Essentials exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
11/03/1983 - Present
Northwestern Mutual Investment Services, LLC (CHATTANOOGA TN)
WI
05/05/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1997
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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