Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Hain is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Glenn has been in the industry since 1995. Glenn is registered with the following states: California, Colorado, Delaware, District of Columbia, Florida, Louisiana, Maryland, Mississippi, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia and West Virginia. Glenn holds the following licenses: Series 6, Series 7, Series 63 and Series 65. Glenn's previous employers include BANC OF AMERICA INVESTMENT SERVICES, INC., UVEST FINANCIAL SERVICES GROUP, INC., CONSECO FINANCIAL SERVICES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FREDERICK MD)
MD
01/02/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FREDERICK MD)
NC
12/24/1998 - 01/05/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
IN
03/19/1998 - 12/21/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
IN
11/08/1995 - 03/05/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/08/1995 - 03/05/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 04/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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