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Glenn Douglas Glazer

Aegis Capital Corp.

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About Glenn Douglas Glazer

Glenn Douglas Glazer is a financial advisor with Aegis Capital Corp., registered with FINRA and the state of New Jersey. Glenn has over 30 years of experience in the financial industry and has held positions with several firms including Oppenheimer & Co. Inc. and Ladenburg Thalmann & Co. Inc. Glenn is a licensed securities principal, holding Series 4, 24 and 7 registrations, as well as the SIE exam. Glenn provides financial advisory services to individuals and businesses, including financial planning, portfolio management, and portfolio management for pooled investment vehicles.

Firm Information

Glenn Glazer is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Glenn Glazer’s Registration & Firm History

NY

07/28/2014 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

08/19/2008 - 05/19/2014

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

11/20/2002 - 08/20/2008

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

NY

04/20/2000 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

12/03/1999 - 04/19/2000

GAINES, BERLAND INC. (BETHPAGE NY)

NY

03/08/1999 - 01/11/2000

ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED (NEW YORK NY)

NY

01/26/1999 - 02/23/1999

SHARPE CAPITAL, INC. (NEW YORK NY)

NY

03/20/1997 - 12/02/1998

GKN SECURITIES CORP. (NEW YORK NY)

NY

10/25/1996 - 03/12/1997

MADISON CAPITAL MARKETS CORP. (NEW YORK NY)

NY

09/22/1995 - 09/30/1996

STATE CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

10/05/1993 - 09/19/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

11/22/1991 - 09/29/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/24/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/1998

Series 4 - Registered Options Principal Examination

BC

Issued 01/08/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 11/21/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Glenn Douglas Glazer. Review regulatory record here.
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