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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Douglas Carroll is an investment advisor representative at Columbia Management Investment Advisers, LLC. Glenn has been in the financial services industry since 2004. Prior to joining Columbia Management Investment Advisers, Glenn worked at Morgan Stanley DW INC., and Oppenheimer & Co. Inc. Glenn has experience in various areas of financial planning and investment advice, and is registered to provide these services in New Jersey and New York. Glenn holds the Series 7, Series 31, Series 63, Series 65 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
04/07/2021 - Present
Columbia Management Investment Advisers, LLC (BOSTON MA)
NY
06/15/2005 - 09/05/2006
MORGAN STANLEY DW INC. (JERICHO NY)
NY
06/18/2004 - 05/06/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
IA
Issued 03/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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