Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Charles Brodwater is a financial advisor currently working with LPL Financial LLC. Glenn has been in the industry since 1988 and has worked with multiple firms over the years, including CETERA INVESTMENT SERVICES LLC, INVEST FINANCIAL CORPORATION, ESSEX NATIONAL SECURITIES, LLC, IFMG SECURITIES, INC. and FIRST UNION SECURITIES, INC. Glenn holds multiple licenses and certifications including Series 6, 7, 9, 10, 24, 63 and SIE. Glenn's specializations include Asset Allocation, Retirement Planning, Insurance and Annuities, College Savings, and Estate Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/09/2021 - Present
LPL Financial LLC (TOMS RIVER NJ)
NJ
12/06/2017 - 08/16/2019
CETERA INVESTMENT SERVICES LLC (ISELIN NJ)
NJ
10/13/2015 - 12/06/2017
INVEST FINANCIAL CORPORATION (ISELIN NJ)
NJ
03/16/2011 - 10/15/2015
ESSEX NATIONAL SECURITIES, LLC (ISELIN NJ)
NJ
05/27/2008 - 03/07/2011
LPL FINANCIAL LLC (MARLBORO NJ)
NJ
07/30/2002 - 05/27/2008
IFMG SECURITIES, INC. (LONG BRANCH NJ)
MO
05/04/2001 - 06/01/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MO
10/01/2000 - 05/02/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OR
07/16/1993 - 01/01/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
02/02/1993 - 09/09/1993
G. R. PHELPS & CO., INC.
OR
10/09/1989 - 02/01/1991
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
03/17/1983 - 05/05/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/17/1983 - 05/05/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 06/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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