Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Coates is a financial advisor with over 15 years of experience in the industry. Glenn has been associated with Morgan Stanley since April 2016. Before joining Morgan Stanley, Glenn was with J.P. Morgan Securities LLC and Chase Investment Services Corp. Glenn specializes in advising individuals, families, high net worth individuals, businesses and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
05/13/2016 - Present
Morgan Stanley (Silverdale WA)
WA
10/01/2012 - 05/10/2016
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
AZ
03/27/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
BOTH
Issued 05/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/29/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Glenn Coates is the right advisor for you? Invested Better is here to help.
