Unclaimed
Glenn Arthur Duphiney is a financial advisor at LPL Financial LLC. Glenn has been in the securities industry since November 25, 1993. Glenn holds a Series 7 and Series 66 licenses. Glenn is a Certified Financial Planner and is registered to provide advisory services in 35 states. Glenn has experience in investment advising, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/05/2008 - Present
LPL Financial LLC (DENVILLE NJ)
NJ
01/01/2008 - 07/01/2008
WACHOVIA SECURITIES, LLC (ROCKAWAY NJ)
NJ
11/26/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROCKAWAY NJ)
BOTH
Issued 08/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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