Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Caldicott is an Investment Advisor Representative with Empirical Asset Management, LLC. Glenn has been in the industry for over 30 years, and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Gruntal & Co. Incorporated, L. F. Rothschild & Co. Incorporated, Moseley Securities Corporation and Robert C. Carr & Co., Inc. Glenn holds a Series 65, Series 7 and Series 63 license and is registered with the state of Massachusetts. Glenn has experience in providing portfolio management for individuals, businesses and pooled investment vehicles, as well as pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Model services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
12/09/2021 - Present
Empirical Asset Management, LLC (WELLESLEY MA)
MA
03/08/2006 - 11/02/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
CT
06/07/1994 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
02/11/1988 - 06/23/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
05/26/1987 - 02/20/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
06/05/1985 - 06/05/1987
MOSELEY SECURITIES CORPORATION
NA
05/23/1985 - 06/04/1985
ROBERT C. CARR & CO., INC.
IA
Issued 03/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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