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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Allen Wiessner is an investment advisor representative with over 20 years of experience in the industry. Glenn Allen Wiessner is currently registered with Morgan Stanley and has previously worked with UBS Financial Services Inc. and Morgan Stanley DW Inc. Glenn Allen Wiessner is a CERTIFIED FINANCIAL PLANNER™ professional and holds several industry licenses, including Series 3, 7, 9, 10, 31, and 63. Glenn Allen Wiessner also holds a Series 65 license and has experience in various aspects of financial advising, including asset allocation advice, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
12/08/2016 - Present
Morgan Stanley (Brea CA)
CA
11/12/2004 - 12/27/2016
UBS FINANCIAL SERVICES INC. (BREA CA)
NY
06/15/1998 - 11/15/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/25/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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