Unclaimed
Glenn Alderman Dial is a financial advisor with American Century Investment Services Inc. with over 25 years of experience in the financial industry. Glenn is a licensed investment advisor and has been active in the brokerage industry since 1993. Glenn is based in Kansas City, MO and is registered with the state of Missouri and 49 other states. Glenn holds the following licenses: Series 3, 7, 24, 26, 63 and 65. Prior to American Century, Glenn was employed at Allianz Global Investors Distributors LLC, J.P. Morgan Institutional Investments Inc., JPMorgan Distribution Services, Inc., GPC Securities, Inc., LaSalle St Securities, L.L.C., ADP Broker-Dealer, Inc., Securities America, Inc., Smith Barney Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
05/06/2019 - Present
American Century Investment Services Inc. (KANSAS CITY MO)
FL
03/17/2011 - 03/22/2019
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (WINDERMERE FL)
NY
01/03/2011 - 02/18/2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
03/19/2007 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
GA
03/27/2006 - 12/19/2006
GPC SECURITIES, INC. (ATLANTA GA)
FL
03/09/2000 - 02/24/2006
LASALLE ST SECURITIES, L.L.C. (ST. PETERSBURG FL)
NJ
10/02/1995 - 10/21/1999
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NE
04/19/1995 - 05/17/1995
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
07/31/1993 - 04/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/07/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/15/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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