Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glenn? Claim Your ProfileGlenn Alan Davis is a securities professional with over 30 years of experience in the financial services industry. Currently, Glenn is a Registered Principal at Pershing LLC. Glenn has held various roles at other firms including Pershing Advisor Solutions LLC, Charles Schwab & Co., Inc. and Chatfield Dean & Co., Inc. Glenn is registered in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/25/2015 - Present
Pershing LLC (LAKE MARY FL)
FL
10/03/2016 - 03/04/2024
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
FL
09/27/2007 - 06/26/2015
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
FL
11/02/1993 - 09/18/2007
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
CO
11/25/1992 - 12/16/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 01/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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