Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glendon? Claim Your ProfileGlendon Babcock is a registered representative with Northwestern Mutual Investment Services, LLC in ENGLEWOOD, CO. Glendon has been in the securities industry since February 5, 2001. Glendon is registered to provide investment advisory services in 36 states and the District of Columbia. Glendon is also registered as an investment advisor representative in Colorado. Glendon has passed the Series 6, Series 7 and Series 66 exams. Prior to joining Northwestern Mutual Investment Services, LLC, Glendon was registered with ROBERT W. BAIRD & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
11/12/2007 - Present
Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)
WI
02/06/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 05/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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