Unclaimed
Glen Titan is an Investment Advisor Representative who has been in the industry since 1987. Glen is currently registered with UBS Financial Services Inc. and has been with the firm since 1999. Glen is also registered with the states of California and Texas. Glen has a variety of licenses, including Series 3, 7, 24, 53, 63 and 65. Prior to joining UBS Financial Services Inc., Glen worked for several other firms, including FIRST UNION SECURITIES, INC., CHASE MANHATTAN INVESTMENT SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED and DREXEL BURNHAM LAMBERT INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/23/2002 - Present
UBS Financial Services Inc. (CENTURY CITY CA)
MO
07/02/1996 - 04/03/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IL
09/09/1991 - 06/28/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
05/30/1989 - 07/10/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/22/1987 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 10/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/31/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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