Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Stifelman is a financial professional with over 30 years of experience in the industry. Glen is currently registered with Moomoo Financial Inc. and is also licensed in California, New York, and Texas. Glen has a comprehensive background in the financial markets, including experience in investment banking, trading, and operations. Glen has passed a number of industry exams, including Series 3, 7, 14, 15, 24, 34, 52TO, 53, 55, 57TO, 72, 79TO, 99TO, and SIE, demonstrating expertise in a range of areas. Prior to joining Moomoo Financial Inc., Glen was employed by T3 Trading Group, LLC, Open to the Public Investing, Inc., Rockwell Global Capital LLC, KABRIK TRADING LLC, EKN FINANCIAL SERVICES INC, and more. Glen is a seasoned professional dedicated to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/20/2022 - Present
Moomoo Financial Inc. (JERSEY CITY NJ)
NY
01/05/2015 - 10/13/2022
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
09/29/2015 - 07/09/2021
OPEN TO THE PUBLIC INVESTING, INC. (New York NY)
NY
04/03/2009 - 01/05/2015
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
NY
05/19/2008 - 11/09/2009
KABRIK TRADING LLC (NEW YORK NY)
NY
01/02/2008 - 05/16/2008
EKN FINANCIAL SERVICES INC. (WOODBURY NY)
NJ
05/15/2006 - 12/31/2007
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
NY
10/25/2005 - 07/12/2006
KABRIK TRADING LLC (NEW YORK NY)
NY
12/11/2003 - 01/05/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
12/03/2002 - 01/07/2003
LIME BROKERAGE LLC (MORRISTOWN NJ)
NY
04/19/2000 - 04/30/2001
INSTINET.COM CORPORATION (NEW YORK NY)
NY
12/21/1999 - 06/20/2000
INSTINET CORPORATION (NEW YORK NY)
NY
01/27/1998 - 06/17/1999
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NE
02/25/1997 - 12/31/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
03/28/1995 - 02/28/1997
GREEN LINE INVESTOR SERVICES (U.S.A.) INC.
NY
11/17/1994 - 01/19/1995
TORONTO DOMINION SECURITIES (USA) INC. (NEW YORK NY)
NY
01/20/1992 - 11/01/1994
QUICK & REILLY, INC. (NEW YORK NY)
TX
01/11/1988 - 01/21/1992
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 05/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/30/1992
Series 4 - Registered Options Principal Examination
BC
Issued 04/01/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2016
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/02/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/02/1998
Series 15 - Foreign Currency Options Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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