Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Richard Sulam is a financial professional with over 30 years of experience in the industry. Glen currently works at D.A. Davidson & Co. where Glen has been employed since June 2023. Previously, Glen held positions at William Blair, BTIG, LLC, UBS Securities LLC, E. H. Smith Jacobs & Co., Inc., M. A. Schapiro & Co., Inc., and Salomon Brothers Inc. Glen has a diverse background in the financial services industry, holding a wide range of licenses including Series 3, 7, 10, 24, 55, 57TO and SIE. Glen is registered to provide securities and investment advisory services in all states and specializes in a variety of financial products and services, including equities, fixed income, mutual funds, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/23/2023 - Present
D.a. Davidson & Co. (NEW YORK NY)
NY
04/18/2022 - 06/20/2023
WILLIAM BLAIR (NEW YORK NY)
NY
05/20/2013 - 04/14/2022
BTIG, LLC (New York NY)
NY
05/19/1999 - 04/19/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
12/10/1998 - 05/07/1999
E. H. SMITH JACOBS & CO., INC. (NEW YORK NY)
NY
02/02/1995 - 12/21/1997
M. A. SCHAPIRO & CO., INC. (NEW YORK NY)
NY
04/24/1990 - 02/07/1995
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 07/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/28/1998
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Glen Sulam is the right advisor for you? Invested Better is here to help.
