Unclaimed
Glen Rauch is an investment advisor representative associated with Wells Fargo Advisors Financial Network, LLC. Glen has been in the financial services industry since 1976 and has experience providing investment advice to a variety of clients, including individuals, corporations, and institutions. Glen's current registrations include Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/10/2019 - Present
Wells Fargo Advisors Financial Network, LLC (FORT MYERS FL)
NY
12/15/2008 - 04/18/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/08/1986 - 02/24/2009
GLEN RAUCH SECURITIES, INC. (NEW YORK NY)
NA
04/23/1986 - 07/10/1986
ERNST & COMPANY
NA
12/02/1985 - 04/07/1986
TUCKER, ANTHONY & R. L. DAY, INC.
NA
11/21/1979 - 12/13/1985
GABRIELE, HUEGLIN & CASHMAN INC.
NA
02/09/1976 - 10/28/1979
STOEVER, GLASS & COMPANY INC.
IA
Issued 11/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/27/1984
Series 24 - General Securities Principal Examination
BC
Issued 02/16/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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