Unclaimed
Glen Mathew Arendt is a financial professional with over 15 years of experience in the financial services industry. Glen holds several licenses and certifications, including the Series 7, 24, 63, 99, and SIE. Currently, Glen is registered with National Financial Services LLC, working out of the firm's Smithfield, Rhode Island location. Glen has previously worked at Fidelity Brokerage Services LLC, also in Smithfield.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
08/30/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
04/07/2014 - 10/23/2020
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 12/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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