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Glen Jhongeun Harm

Gold Coast Securities, Inc.

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About Glen Jhongeun Harm

Glen Jhongeun Harm is a registered investment advisor representative with Gold Coast Securities, Inc. Glen has been in the securities industry since 1996. Glen is registered with the state of California. Glen's current firm, Gold Coast Securities, Inc., is based in Los Angeles, California. Gold Coast Securities, Inc. is also registered with the state of California. Glen has been with Gold Coast Securities, Inc. since 2005. Glen has been registered with the Securities and Exchange Commission (SEC) since 1995. Glen offers financial planning, pension consulting, and portfolio management services. Glen also provides educational seminars and market timing services. Glen is a licensed insurance broker for Blue Cross of California and spends approximately 50% of his time on this activity.

Firm Information

Glen Harm is currently registered with Gold Coast Securities, Inc.. Gold Coast Securities, Inc. is a Corporation based in Florida that was formed in 2001. The firm is registered with the SEC and in 30 states. They have 15 licensed agents, 16 investment adviser representatives, and 16 registered representatives. The firm provides financial planning, pension consulting, educational seminars, and market timing services. They also offer portfolio management for businesses and individuals, as well as selection of other advisors. The firm manages approximately $29.7 million in regulatory assets, with $5.4 million under discretionary management.

$29.72M

Assets Under Management

155

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Glen Harm’s Registration & Firm History

CA

01/04/2006 - Present

Gold Coast Securities, Inc. (LOS ANGELES CA)

MA

03/12/2004 - 07/15/2005

SIGNATOR INVESTORS, INC. (BOSTON MA)

VA

07/28/2000 - 02/12/2004

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

NY

11/21/1995 - 06/08/2000

AXA ADVISORS, LLC (NEW YORK NY)

NY

11/21/1995 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/09/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Glen Jhongeun Harm.
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