Unclaimed
Glen Jhongeun Harm is a registered investment advisor representative with Gold Coast Securities, Inc. Glen has been in the securities industry since 1996. Glen is registered with the state of California. Glen's current firm, Gold Coast Securities, Inc., is based in Los Angeles, California. Gold Coast Securities, Inc. is also registered with the state of California. Glen has been with Gold Coast Securities, Inc. since 2005. Glen has been registered with the Securities and Exchange Commission (SEC) since 1995. Glen offers financial planning, pension consulting, and portfolio management services. Glen also provides educational seminars and market timing services. Glen is a licensed insurance broker for Blue Cross of California and spends approximately 50% of his time on this activity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/04/2006 - Present
Gold Coast Securities, Inc. (LOS ANGELES CA)
MA
03/12/2004 - 07/15/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
VA
07/28/2000 - 02/12/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
11/21/1995 - 06/08/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/21/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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