Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Katz is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Glen has been a registered representative in the securities industry since 1994 and has over 29 years of experience. Glen holds a Series 7, Series 24, Series 63, and Series 65 license and has been registered with Wells Fargo Advisors Financial Network, LLC since November 2023. Prior to that Glen was a registered representative with Wells Fargo Clearing Services, LLC and Morgan Stanley Smith Barney. Glen's areas of expertise include financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/03/2023 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
01/04/2012 - 11/06/2023
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 01/12/2012
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
12/20/1994 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
NA
10/06/1987 - 01/13/1988
JP MICHAEL CO.
NA
05/22/1986 - 12/22/1986
KETTLER & COMPANY
IA
Issued 07/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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