Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Emerson Kauffman is an active Registered Representative and Investment Advisor Representative. Glen has been in the financial services industry since June 6, 1996. Glen is currently employed by Concourse Financial Group Securities, Inc. Glen is registered to provide securities and investment advisory services in 18 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
06/15/2020 - Present
Concourse Financial Group Securities, Inc. (Harrisonburg VA)
NC
01/06/2004 - 01/27/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
AL
08/08/1997 - 12/31/2002
PROEQUITIES, INC. (BIRMINGHAM AL)
NA
06/21/1985 - 08/26/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
06/21/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/05/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/04/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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