Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen David Battisto is a registered Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. Glen has been in the industry since April 29, 1987, and has experience with Edward Jones, NationsBanc Investments, Inc., NationsSecurities, Boatmen's Investment Services of Arkansas, Inc., and Boatmen's Investment Services, Inc. Glen holds Series 7, 9, 10, 63 and 65 securities licenses. Glen is also a registered Investment Advisor Representative in Arkansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AR
12/06/2018 - Present
Raymond James Financial Services Advisors, Inc. (Harrison AR)
AR
03/03/1999 - 01/09/2006
EDWARD JONES (HARRISON AR)
MA
01/01/1998 - 03/01/1999
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
10/15/1997 - 01/01/1998
NATIONSSECURITIES
AR
03/23/1994 - 10/15/1997
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)
MO
06/17/1996 - 12/31/1996
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MO
09/21/1990 - 03/24/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MN
04/29/1987 - 09/27/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 5/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/1/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/22/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/29/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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