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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Mulligan is a financial advisor with Equitable Advisors, LLC. Glen has been in the financial services industry since 2001. Glen holds the Series 66, Series 7, Series 55, and SIE securities licenses. Glen's firm is registered as a broker-dealer and investment advisor in Connecticut, New Jersey, New York, and Pennsylvania. Glen is also registered as a broker-dealer and investment advisor representative with Equitable Advisors, LLC. Glen has experience with investments, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
06/12/2024 - Present
Equitable Advisors, LLC (MORRISTOWN NJ)
NY
03/01/2013 - 03/13/2015
CLSA AMERICAS, LLC (NEW YORK NY)
NY
03/22/2010 - 06/07/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
09/04/2008 - 02/19/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/24/1997 - 08/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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