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Glen Charles Mishler

Aurora Private Wealth, Inc.

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About Glen Charles Mishler

Glen Mishler is a financial advisor with Aurora Private Wealth, Inc. Glen has been in the industry since 1987 and has experience in a variety of areas, including investment management, financial planning, and tax preparation. Glen has held various roles in the financial services industry, including ownership of Planned Professional Advisory, President of PPS, Inc., and a Registered Representative for several firms. Glen is registered to provide investment advisory services in Kansas.

Firm Information

Glen Mishler is currently registered with Aurora Private Wealth, Inc.. Aurora Private Wealth, Inc. is a wealth management firm headquartered in Rockaway, NJ. They serve both high-net-worth individuals and individuals other than high-net-worth with a focus on financial planning, pension consulting, and portfolio management. The firm manages over $363 million in assets for 1,890 clients. They are registered with the SEC and have 21 licensed agents and investment adviser representatives.
Aurora Private Wealth, Inc.

100 ENTERPRISE DRIVE

ROCKAWAY, NJ 07866

$363.26M

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Glen Mishler’s Registration & Firm History

KS

04/29/2019 - Present

Aurora Private Wealth, Inc. (Wichita KS)

KS

11/05/2009 - 07/28/2010

NATIONAL PLANNING CORPORATION (WICHITA KS)

KS

07/14/2006 - 11/10/2009

MAIN STREET SECURITIES, LLC (WICHITA KS)

KS

08/06/2003 - 07/14/2006

NATIONS FINANCIAL GROUP, INC. (WICHITA KS)

CA

09/27/2002 - 08/05/2003

DIVERSIFIED GLOBAL CAPITAL GROUP, INC. (NEWPORT BEACH CA)

AZ

03/13/2002 - 09/10/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

CA

02/25/1992 - 03/13/2002

PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)

KS

04/03/1987 - 01/24/1992

PRIMELINE SECURITIES CORP. (WICHITA KS)

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Licenses & Designations

BC

Issued 12/26/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 01/07/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Glen Charles Mishler. Review regulatory record here.
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