Unclaimed
Glen Mishler is a financial advisor with Aurora Private Wealth, Inc. Glen has been in the industry since 1987 and has experience in a variety of areas, including investment management, financial planning, and tax preparation. Glen has held various roles in the financial services industry, including ownership of Planned Professional Advisory, President of PPS, Inc., and a Registered Representative for several firms. Glen is registered to provide investment advisory services in Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
04/29/2019 - Present
Aurora Private Wealth, Inc. (Wichita KS)
KS
11/05/2009 - 07/28/2010
NATIONAL PLANNING CORPORATION (WICHITA KS)
KS
07/14/2006 - 11/10/2009
MAIN STREET SECURITIES, LLC (WICHITA KS)
KS
08/06/2003 - 07/14/2006
NATIONS FINANCIAL GROUP, INC. (WICHITA KS)
CA
09/27/2002 - 08/05/2003
DIVERSIFIED GLOBAL CAPITAL GROUP, INC. (NEWPORT BEACH CA)
AZ
03/13/2002 - 09/10/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
02/25/1992 - 03/13/2002
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
KS
04/03/1987 - 01/24/1992
PRIMELINE SECURITIES CORP. (WICHITA KS)
BC
Issued 12/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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