Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Glen? Claim Your ProfileGlen Alex Esteban is a financial advisor registered with LPL Financial LLC and has been in the industry since 2001. Glen has a strong track record of experience in the financial industry, having previously worked at SUNAMERICA SECURITIES, INC., AMERICAN GENERAL SECURITIES INCORPORATED, GREAT AMERICAN ADVISORS, INC., IAC SECURITIES, INC. and PFS INVESTMENTS INC. Glen is registered in 15 states, including Arizona, California, Colorado, Florida, Georgia, Idaho, Nevada, New Mexico, Oregon, South Carolina, Texas, Utah and Virginia. Glen holds Series 6, 7, 26, 63, and 65 licenses and the SIE certification. Glen specializes in providing financial advice and services to individuals, corporations, investment clubs, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Glen is also registered with LPL Financial LLC as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
01/08/2020 - Present
LPL Financial LLC (EAGLE ID)
AZ
11/10/2004 - 10/13/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
10/31/2003 - 11/15/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
OH
01/01/2002 - 10/31/2003
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IL
07/03/2001 - 01/01/2002
IAC SECURITIES, INC. (TINLEY PARK IL)
GA
01/30/2001 - 06/25/2001
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 06/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Glen Esteban is the right advisor for you? Invested Better is here to help.
